Agent Security & Regulatory Compliance
Built-in security controls, multi-jurisdiction regulatory compliance, full audit trails, and data protection guardrails — ensuring every agent decision is compliant, traceable, and auditable.
Built-In Compliance at Every Layer
Pre-execution checks, regulatory gates, and real-time monitoring ensure every agent action meets enterprise standards.
Pre-Execution Checks
Every agent action passes through configurable security gates before execution. Policy validation, data classification, and permission verification happen automatically at runtime.
Regulatory Gates
Built-in compliance checkpoints aligned with industry regulations. Agents cannot proceed past a gate unless all regulatory requirements are satisfied and documented.
Real-Time Monitoring
Continuous monitoring of agent behaviour against compliance policies. Automated alerts when agents approach or exceed compliance boundaries, with instant escalation workflows.
Industry-Standard Regulatory Controls
Pre-mapped compliance controls for the world's most demanding regulatory frameworks.
KYC/AML
Automated Know Your Customer and Anti-Money Laundering checks woven into agent workflows. Identity verification, risk scoring, and suspicious activity flagging at the point of decision.
GDPR & Data Privacy
Data minimisation, consent management, right-to-erasure enforcement, and cross-border transfer controls. PII detection and redaction built into every agent interaction.
SOX Compliance
Financial reporting controls with segregation of duties, access logging, and change management audit trails. Automated evidence collection for SOX testing cycles.
PCI-DSS
Payment card data protection with tokenisation, encryption at rest and in transit, and access controls. Agents handling financial data automatically inherit PCI-DSS guardrails.
Basel III & MiFID II
Capital adequacy, liquidity coverage, and market conduct controls for financial services agents. Risk-weighted asset calculations and transaction reporting built in.
EU AI Act
Risk classification, transparency obligations, human oversight requirements, and conformity assessments aligned with the EU Artificial Intelligence Act (Art. 12-15).
Multi-Jurisdiction Regulation Mapping
Agents operating across geographies need jurisdiction-aware compliance. Alphient Prime maps regulatory requirements across US, EU, UK, and global frameworks — automatically applying the right rules to the right agents.
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US Consumer Regulations
CFPB, Dodd-Frank, CCPA, state-level data privacy laws, and federal financial regulations.
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EU MiFID & DORA
Markets in Financial Instruments Directive, Digital Operational Resilience Act, and GDPR enforcement.
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UK PRA & FCA
Prudential Regulation Authority, Financial Conduct Authority rules, and Senior Managers Regime.
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Global AI Regulation Framework
Cross-jurisdiction AI governance mapping with automatic rule application based on deployment geography.
Complete Audit Trail & Data Protection
Every agent action is logged, every decision is traceable, every data interaction is governed.
Full Audit Trail
Every agent action, decision, tool call, and data access is immutably logged with timestamps, user context, and decision rationale. Export-ready reports for regulatory review and internal audit.
PII Detection & Redaction
Automatic detection of personally identifiable information across agent inputs and outputs. Configurable redaction policies with consent tracking and data lineage mapping.
Encryption & Access Control
AES-256 encryption at rest, TLS 1.3 in transit, and 4-tier RBAC with scope-based filtering. Credential vault integration for secure API key and secret management.
Delegated Authority
Configurable approval hierarchies and delegated authority limits. Auto-escalation when agent decisions exceed delegated thresholds, with human-in-the-loop approval gates.
Pre-Mapped Compliance Standards
Secure. Compliant. Auditable.
See how Alphient's security and compliance controls protect every agent decision across your enterprise.